Spectrum Asset Management, Inc. (NB/CA)
CIK 0001632078 · NEWPORT BEACH, CA · Quarter end: 2026-06-30 · Filed on: 2026-08-03 · Open the SEC source ↗
Portfolio Value (AUM)Total value of the fund's US stock portfolio reported to the SEC.
$360.4M
2026 Q2
Positions
116
Top-10 ConcentrationHow much of the portfolio sits in the 10 largest holdings. High = concentrated bets.
46.5%
Est. Net Flow (Q)
—
2026 Q2
Top Holdings
WFC
WELLS FARGO & CO
9.3%
RSP
INVESCO EXCHANGE TRADED FD T
7.4%
VUSB
VANGUARD BD INDEX FDS
6.7%
SCHV
SCHWAB STRATEGIC TR
5.1%
DMAY
FIRST TR EXCHNG TRADED FD VI
3.6%
DSEP
FIRST TR EXCHNG TRADED FD VI
3.4%
IAU
ISHARES GOLD TR
3.3%
DMAR
FIRST TR EXCHNG TRADED FD VI
3.1%
New / Increased
No prior quarter data
Reduced / Exited
No prior quarter data
Read the 2026-Q2 quarterly report · 13F Filing Calendar
13F data shows quarter-end positions, is delayed by up to 45 days and covers only long positions in US-listed securities; short positions, most derivatives and non-US assets are not reported.