Advisors Asset Management, Inc.
CIK 0001297376 · MONUMENT, CO · Quarter end: 2022-03-31 · Filed on: 2026-08-27 · Open the SEC source ↗
The most recent 13F EDGAR holds under this CIK is 2022 Q1, filed 2026-08-27. Nothing has been filed since — the fund stopped filing, or it files under a different entity now. The positions below are a snapshot of that date, not a current portfolio.
Advisors Asset Management, Inc. reported 3 positions worth $68.2K as of March 31, 2022 (13F filed August 27, 2026). Largest holding: Principal Financial Group (80.2%).
Portfolio Value (AUM)Total value of the fund's US stock portfolio reported to the SEC.
$68.2K
2022 Q1
Positions
3
Top-10 ConcentrationHow much of the portfolio sits in the 10 largest holdings. High = concentrated bets.
100.0%
Est. Net Flow (Q)
—
2022 Q1
3 positions shown
Read the 2026-Q2 quarterly report · 13F Filing Calendar
Frequently Asked Questions
What stocks does Advisors Asset Management, Inc. hold as of Q1 2022?
Advisors Asset Management, Inc. reported 3 positions worth $68.2K in its Q1 2022 13F filing. Largest positions: Principal Financial Group (80.2%), XBOEX (17.0%) and FYBR (2.7%).
What did Advisors Asset Management, Inc. buy in Q1 2022?
No previous quarter is available yet; the comparison appears with the next filing.
What did Advisors Asset Management, Inc. sell in Q1 2022?
No previous quarter is available yet.
13F data shows quarter-end positions, is delayed by up to 45 days and covers only long positions in US-listed securities; short positions, most derivatives and non-US assets are not reported.