D.E. Shaw & Co — CAT Trade History
Quarter-by-quarter changes in the CATERPILLAR INC position · CUSIP 149123101
Currently held · 2 YearsFirst seen: 2016 Q3
| Quarter | Filed | Activity | Shares | Δ Shares | Δ % | Value | % Port. |
|---|---|---|---|---|---|---|---|
| 2026 Q2 | 2026-08-14 | Add | 124,461 | 71,057 | +133.1% | $132.5M | 0.06% |
| 2026 Q1 | 2026-05-15 | Add | 53,404 | 150 | +0.3% | $37.8M | 0.02% |
| 2025 Q4 | 2026-02-17 | Reduce | 53,254 | -110,365 | -67.5% | $30.5M | 0.02% |
| 2025 Q3 | 2025-11-14 | Reduce | 163,619 | -82,993 | -33.7% | $78.1M | 0.04% |
| 2025 Q2 | 2025-08-14 | Reduce | 246,612 | -416,446 | -62.8% | $95.7M | 0.07% |
| 2025 Q1 | 2025-05-15 | Add | 663,058 | 197,241 | +42.3% | $218.7M | 0.20% |
| 2024 Q4 | 2025-02-14 | Reduce | 465,817 | -892,910 | -65.7% | $169.0M | 0.12% |
| 2024 Q3 | 2024-11-14 | New | 1,358,727 | 1,358,727 | — | $531.4M | 0.46% |
| 2024 Q1 | 2024-11-14 | — | — | — | — | — | — |
| 2023 Q4 | 2024-11-14 | Sold out | — | -810,181 | -100.0% | — | — |
| 2024 Q2 | 2024-08-14 | Add | 810,181 | 637,344 | +368.8% | $269.9M | 0.25% |
| 2023 Q3 | 2023-11-14 | Reduce | 172,837 | -368,987 | -68.1% | $47.2M | 0.05% |
| 2023 Q2 | 2023-08-14 | Add | 541,824 | 76,140 | +16.4% | $133.3M | 0.14% |
| 2023 Q1 | 2023-05-15 | Reduce | 465,684 | -170,697 | -26.8% | $106.6M | 0.11% |
| 2022 Q4 | 2023-02-14 | Add | 636,381 | 412,022 | +183.6% | $152.5M | 0.17% |
| 2022 Q3 | 2022-11-14 | Add | 224,359 | 123,101 | +121.6% | $36.8M | 0.04% |
| 2022 Q2 | 2022-08-15 | Reduce | 101,258 | -209,164 | -67.4% | $18.1M | 0.02% |
| 2022 Q1 | 2022-05-16 | Reduce | 310,422 | -917,347 | -74.7% | $69.2M | 0.07% |
| 2021 Q4 | 2022-02-14 | Reduce | 1,227,769 | -384,069 | -23.8% | $253.8M | 0.21% |
| 2021 Q3 | 2021-11-15 | Add | 1,611,838 | 1,368,570 | +562.6% | $309.4M | 0.28% |
| 2021 Q2 | 2021-08-16 | Add | 243,268 | 233,807 | +2471.3% | $52.9M | 0.05% |
| 2021 Q1 | 2021-05-17 | Reduce | 9,461 | -2,768 | -22.6% | $2.2M | 0.00% |
| 2020 Q4 | 2021-02-16 | Add | 12,229 | 10,277 | +526.5% | $2.2M | 0.00% |
| 2020 Q3 | 2020-11-16 | Reduce | 1,952 | -18,057 | -90.2% | $291.0K | — |
| 2020 Q2 | 2020-08-14 | Reduce | 20,009 | -100,925 | -83.5% | $2.5M | 0.00% |
| 2020 Q1 | 2020-05-15 | Reduce | 120,934 | -77,347 | -39.0% | $14.0M | 0.02% |
| 2019 Q4 | 2020-02-14 | Reduce | 198,281 | -1,009,204 | -83.6% | $29.3M | 0.03% |
| 2019 Q3 | 2019-11-14 | Reduce | 1,207,485 | -1,635,790 | -57.5% | $152.5M | 0.19% |
| 2019 Q2 | 2019-08-14 | Add | 2,843,275 | 907,430 | +46.9% | $387.5M | 0.48% |
| 2019 Q1 | 2019-05-15 | Add | 1,935,845 | 1,512,903 | +357.7% | $262.3M | 0.34% |
| 2018 Q4 | 2019-02-14 | Reduce | 422,942 | -134,667 | -24.2% | $53.7M | 0.07% |
| 2018 Q3 | 2018-11-14 | Add | 557,609 | 415,609 | +292.7% | $85.0M | 0.10% |
| 2018 Q2 | 2018-08-14 | Reduce | 142,000 | -16,071 | -10.2% | $19.3M | 0.03% |
| 2018 Q1 | 2018-05-15 | Add | 158,071 | 125,623 | +387.2% | $23.3M | 0.03% |
| 2017 Q4 | 2018-02-14 | Add | 32,448 | 6,372 | +24.4% | $5.1M | 0.01% |
| 2017 Q3 | 2017-11-14 | Reduce | 26,076 | -92,805 | -78.1% | $3.3M | 0.01% |
| 2017 Q2 | 2017-08-14 | Add | 118,881 | 115,868 | +3845.6% | $12.8M | 0.02% |
| 2017 Q1 | 2017-05-15 | Hold | 3,013 | — | 0.0% | $279.0K | — |
| 2016 Q4 | 2017-02-14 | Reduce | 3,013 | -19,126 | -86.4% | $279.0K | — |
| 2016 Q3 | 2016-11-14 | New | 22,139 | 22,139 | — | $2.0M | 0.00% |
Share counts are split-adjusted. Time held counts consecutive quarters ending with the latest filing; more than ten years shows as ">10 Years".
13F data shows quarter-end positions, is delayed by up to 45 days and covers only long positions in US-listed securities; short positions, most derivatives and non-US assets are not reported.