Citadel Advisors (Ken Griffin) — CAT Trade History
Quarter-by-quarter changes in the CATERPILLAR INC position · CUSIP 149123101
Currently held · 2.3 YearsFirst seen: 2015 Q4
| Quarter | Filed | Activity | Shares | Δ Shares | Δ % | Value | % Port. |
|---|---|---|---|---|---|---|---|
| 2026 Q2 | 2026-09-02 | Add | 355,861 | 46,332 | +15.0% | $379.0M | 0.04% |
| 2026 Q1 | 2026-05-15 | Reduce | 309,529 | -16,526 | -5.1% | $219.3M | 0.04% |
| 2025 Q4 | 2026-02-17 | Reduce | 326,055 | -198,528 | -37.8% | $186.8M | 0.03% |
| 2025 Q3 | 2025-11-14 | Add | 524,583 | 223,396 | +74.2% | $250.3M | 0.04% |
| 2025 Q2 | 2025-08-14 | Reduce | 301,187 | -41,148 | -12.0% | $116.9M | 0.02% |
| 2025 Q1 | 2025-05-15 | Add | 342,335 | 261,570 | +323.9% | $112.9M | 0.02% |
| 2024 Q4 | 2025-02-14 | Add | 80,765 | 57,856 | +252.5% | $29.3M | 0.01% |
| 2024 Q3 | 2024-11-14 | Reduce | 22,909 | -133,871 | -85.4% | $9.0M | 0.00% |
| 2024 Q2 | 2024-08-14 | New | 156,780 | 156,780 | — | $52.2M | 0.01% |
| 2024 Q1 | 2024-05-15 | Sold out | — | -430,286 | -100.0% | — | — |
| 2023 Q4 | 2024-02-14 | Add | 430,286 | 403,092 | +1482.3% | $127.2M | 0.03% |
| 2023 Q3 | 2023-11-14 | Reduce | 27,194 | -11,664 | -30.0% | $7.4M | 0.00% |
| 2023 Q2 | 2023-08-14 | Reduce | 38,858 | -174,805 | -81.8% | $9.6M | 0.00% |
| 2023 Q1 | 2023-05-15 | Reduce | 213,663 | -1,954,301 | -90.1% | $48.9M | 0.01% |
| 2022 Q4 | 2023-02-14 | Add | 2,167,964 | 2,066,571 | +2038.2% | $519.4M | 0.12% |
| 2022 Q3 | 2022-11-14 | Add | 101,393 | 61,418 | +153.6% | $16.6M | 0.00% |
| 2022 Q2 | 2022-08-15 | Reduce | 39,975 | -63,127 | -61.2% | $7.1M | 0.00% |
| 2022 Q1 | 2022-05-16 | New | 103,102 | 103,102 | — | $23.0M | 0.01% |
| 2021 Q3 | 2022-03-11 | Sold out | — | -258,344 | -100.0% | — | — |
| 2021 Q4 | 2022-02-14 | Reduce | 258,344 | -194,263 | -42.9% | $53.4M | 0.01% |
| 2021 Q2 | 2021-08-16 | Add | 452,607 | 211,011 | +87.3% | $98.5M | 0.02% |
| 2021 Q1 | 2021-05-21 | Reduce | 241,596 | -1,061,780 | -81.5% | $56.0M | 0.01% |
| 2020 Q4 | 2021-02-16 | Add | 1,303,376 | 1,100,912 | +543.8% | $237.2M | 0.06% |
| 2020 Q3 | 2020-11-16 | Reduce | 202,464 | -825,268 | -80.3% | $30.2M | 0.01% |
| 2020 Q2 | 2020-08-14 | New | 1,027,732 | 1,027,732 | — | $130.0M | 0.05% |
| 2020 Q1 | 2020-05-15 | Sold out | — | -286,363 | -100.0% | — | — |
| 2019 Q4 | 2020-02-14 | New | 286,363 | 286,363 | — | $42.3M | 0.02% |
| 2019 Q2 | 2020-02-14 | — | — | — | — | — | — |
| 2018 Q4 | 2019-11-14 | Sold out | — | -111,211 | -100.0% | — | — |
| 2019 Q3 | 2019-11-14 | New | 111,211 | 111,211 | — | $14.0M | 0.01% |
| 2018 Q2 | 2019-08-14 | — | — | — | — | — | — |
| 2018 Q3 | 2019-05-15 | Sold out | — | -2,408,501 | -100.0% | — | — |
| 2019 Q1 | 2019-05-15 | New | 2,408,501 | 2,408,501 | — | $326.3M | 0.16% |
| 2018 Q1 | 2019-02-14 | Sold out | — | -2,345,177 | -100.0% | — | — |
| 2017 Q4 | 2018-02-09 | Add | 2,345,177 | 960,151 | +69.3% | $369.6M | 0.23% |
| 2017 Q3 | 2017-11-09 | Reduce | 1,385,026 | -754,068 | -35.3% | $172.7M | 0.13% |
| 2017 Q2 | 2017-08-11 | Add | 2,139,094 | 447,821 | +26.5% | $229.9M | 0.20% |
| 2017 Q1 | 2017-05-12 | Add | 1,691,273 | 1,652,063 | +4213.4% | $156.9M | 0.14% |
| 2016 Q4 | 2017-02-10 | Reduce | 39,210 | -35,959 | -47.8% | $3.6M | 0.00% |
| 2015 Q4 | 2017-01-31 | New | 75,169 | 75,169 | — | $5.1M | 0.01% |
Share counts are split-adjusted. Time held counts consecutive quarters ending with the latest filing; more than ten years shows as ">10 Years".
13F data shows quarter-end positions, is delayed by up to 45 days and covers only long positions in US-listed securities; short positions, most derivatives and non-US assets are not reported.