ARK Investment Management (Cathie Wood) — CAT Trade History
Quarter-by-quarter changes in the Caterpillar Inc position · CUSIP 149123101
Currently held · 6.5 YearsFirst seen: 2020 Q1
| Quarter | Filed | Activity | Shares | Δ Shares | Δ % | Value | % Port. |
|---|---|---|---|---|---|---|---|
| 2026 Q2 | 2026-08-14 | Reduce | 56,008 | -2,570 | -4.4% | $59.6M | 0.39% |
| 2026 Q1 | 2026-05-12 | Add | 58,578 | 24,410 | +71.4% | $41.5M | 0.32% |
| 2025 Q4 | 2026-02-11 | Add | 34,168 | 3,024 | +9.7% | $19.6M | 0.13% |
| 2025 Q3 | 2025-11-12 | Add | 31,144 | 3,268 | +11.7% | $14.9M | 0.09% |
| 2025 Q2 | 2025-07-30 | Add | 27,876 | 7,019 | +33.7% | $10.8M | 0.08% |
| 2025 Q1 | 2025-05-07 | Add | 20,857 | 1 | +0.0% | $6.9M | 0.07% |
| 2024 Q4 | 2025-02-04 | Reduce | 20,856 | -756 | -3.5% | $7.6M | 0.06% |
| 2024 Q3 | 2024-10-31 | Reduce | 21,612 | -2,856 | -11.7% | $8.5M | 0.08% |
| 2024 Q2 | 2024-07-26 | Reduce | 24,468 | -18,148 | -42.6% | $8.2M | 0.07% |
| 2024 Q1 | 2024-04-18 | Reduce | 42,616 | -23,248 | -35.3% | $15.6M | 0.11% |
| 2023 Q4 | 2024-01-17 | Reduce | 65,864 | -3,245 | -4.7% | $19.5M | 0.12% |
| 2023 Q3 | 2023-10-18 | Reduce | 69,109 | -5,230 | -7.0% | $18.9M | 0.14% |
| 2023 Q2 | 2023-07-10 | Add | 74,339 | 3,035 | +4.3% | $18.3M | 0.12% |
| 2023 Q1 | 2023-04-17 | Reduce | 71,304 | -10,966 | -13.3% | $16.3M | 0.11% |
| 2022 Q4 | 2023-01-24 | Reduce | 82,270 | -13,919 | -14.5% | $19.7M | 0.17% |
| 2022 Q3 | 2022-10-17 | Reduce | 96,189 | -6,940 | -6.7% | $15.8M | 0.11% |
| 2022 Q2 | 2022-07-11 | Reduce | 103,129 | -8,352 | -7.5% | $22.3M | 0.13% |
| 2022 Q1 | 2022-04-19 | Reduce | 111,481 | -32,720 | -22.7% | $24.8M | 0.10% |
| 2021 Q4 | 2022-01-28 | Reduce | 144,201 | -73,664 | -33.8% | $29.8M | 0.09% |
| 2021 Q3 | 2021-11-12 | Reduce | 217,865 | -26,941 | -11.0% | $41.8M | 0.10% |
| 2021 Q2 | 2021-08-05 | Reduce | 244,806 | -137,161 | -35.9% | $53.3M | 0.10% |
| 2021 Q1 | 2021-05-13 | Add | 381,967 | 132,363 | +53.0% | $88.6M | 0.18% |
| 2020 Q4 | 2021-02-12 | Add | 249,604 | 125,963 | +101.9% | $45.4M | 0.12% |
| 2020 Q3 | 2020-10-30 | Add | 123,641 | 60,144 | +94.7% | $18.4M | 0.11% |
| 2020 Q2 | 2020-08-11 | Add | 63,497 | 36,920 | +138.9% | $8.0M | 0.09% |
| 2020 Q1 | 2020-05-14 | New | 26,577 | 26,577 | — | $3.1M | 0.08% |
| 2019 Q4 | 2020-01-31 | — | — | — | — | — | — |
| 2019 Q3 | 2019-11-12 | — | — | — | — | — | — |
| 2019 Q2 | 2019-07-30 | — | — | — | — | — | — |
| 2019 Q1 | 2019-05-13 | — | — | — | — | — | — |
| 2018 Q4 | 2019-02-11 | — | — | — | — | — | — |
| 2018 Q3 | 2018-11-07 | — | — | — | — | — | — |
| 2018 Q2 | 2018-08-07 | — | — | — | — | — | — |
| 2018 Q1 | 2018-05-14 | — | — | — | — | — | — |
| 2017 Q4 | 2018-02-12 | — | — | — | — | — | — |
| 2017 Q3 | 2017-11-09 | — | — | — | — | — | — |
| 2017 Q2 | 2017-08-11 | — | — | — | — | — | — |
| 2017 Q1 | 2017-05-15 | — | — | — | — | — | — |
| 2016 Q4 | 2017-02-13 | — | — | — | — | — | — |
Share counts are split-adjusted. Time held counts consecutive quarters ending with the latest filing; more than ten years shows as ">10 Years".
13F data shows quarter-end positions, is delayed by up to 45 days and covers only long positions in US-listed securities; short positions, most derivatives and non-US assets are not reported.